JB
Justin A. Bundza
KESTRA ADVISORY SERVICES
Port Orange, FL 32129
Some features on this profile are disabled
CRD#: 3071742
JB
Professional summary
Justin Alan Bundza is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Orange, Florida and KESTRA INVESTMENT SERVICES, LLC located in Port Orange, Florida.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Justin has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/12/2006 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INVESTMENT RELATED - JUSTIN BUNDZA, INC. - PORT ORANGE, FL. 2. 9/25/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BUNDZA WEALTH MANAGEMENT - INVESTMENT RELATED - PORT ORANGE, FL. 3. 02/06/2019 - West End Village Condo Association - Not investment related - 1515 Herbert St, Ste 207 Port Orange, FL 32129 - Non-Profit Board Member - start date:01/14/2019 - 1 hr/mo - This is the Condo Association for my office. 4. 06/05/2019 - No business name - Investment related - Port Orange, FL 32128 - Real Estate Rental - start date:01/01/2019 - 1 hr/mo - 0 hrs during trading. 5. KESTRA ADVISORY SERVICES POSITION: Senior Wealth Manager NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/04/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: advise clients 6. JUSTIN BUNDZA INC POSITION: president NATURE: pass through for my investment business INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 1525 Herbert Street STE 104, Port Orange FL 32129, United States DESCRIPTION: All of my commissions and fees funnel into Justin bundza inc and all my expenses and wages are paid out of the account for tax purposes 7. WEST END VILLAGE CONDO ASSN POSITION: officer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2023 ADDRESS: 1515 Herbert street, unit 213, Port Orange FL 32129 DESCRIPTION: 2 people have to sign checks to other people handle all aspects of the HOA I was added in case one of them wasn't avaliable to sign checks i would be a third option
CRS (Client Relationship Summary) - RIA
Click below to view Justin Alan Bundza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1525 Herbert Street Ste 104, Port Orange, FL 32129RIA
CRD#: 283330
Port Orange, FL
Current
April 4, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1525 Herbert Street Ste 104, Port Orange, FL 32129BD
CRD#: 42046
Port Orange, FL
Past
May 2, 2003 - April 20, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORT ORANGE, FL
Past
June 27, 2002 - April 20, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
PORT ORANGE, FL
Past
January 12, 2000 - June 28, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/4/2022)
RR
Florida(4/4/2022)
IAR
Florida(4/13/2022)
RR
Georgia(4/4/2022)
RR
Maine(4/4/2022)
RR
Maryland(4/4/2022)
RR
Massachusetts(4/4/2022)
RR
New Hampshire(4/4/2022)
RR
New Jersey(4/4/2022)
RR
New York(4/4/2022)
RR
North Carolina(4/22/2022)
RR
Oregon(4/4/2022)
RR
South Carolina(4/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 4/20/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
