Charles B. Harrison
Professional summary
Charles B Harrison is a registered financial professional currently at H & L EQUITIES, LLC located in Atlanta, Georgia.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1998. Charles has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles B Harrison's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2001 - Present
H & L EQUITIES, LLC
Office #1: 1175 Peachtree St., Ne Suite 2200, Atlanta, GA 30361Office #2: 1175 Peachtree St., Ne Suite 2200, Atlanta, GA 30361-6206July 20, 1998 - November 5, 2001
RS EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2001)
(11/8/2001)
(6/14/2005)
(11/19/2001)
(11/18/2005)
(11/15/2001)
(8/26/2008)
(7/19/2007)
(11/15/2001)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
H & L EQUITIES, LLC
CRD#: 113794 / SEC#: , 8-53371
Contact information
FINRA licenses (9 States and Territories)
Red Flags
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