Vincent Chan
Professional summary
Vincent Chan, who also goes by VIncent - Chan, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 2008. Vincent has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Chan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2017 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281May 6, 2015 - July 17, 2017
BARCLAYS CAPITAL INC.
December 3, 2008 - January 16, 2015
VIRTU ITG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2017)
(10/11/2017)
(11/21/2017)
(10/11/2017)
(10/12/2017)
(10/11/2017)
(10/11/2017)
(10/18/2017)
(10/12/2017)
(11/20/2017)
(10/12/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/6/2013
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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