Betty D. Deal
Professional summary
Betty Davis Deal is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winston-salem, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Winston-salem, North Carolina.
Betty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Betty has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Betty Davis Deal's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 110 S Stratford Rd, Winston-salem, NC 27104December 10, 2019 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 110 S Stratford Rd Ste 502, Winston-salem, NC 27104January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
October 31, 2007 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
October 31, 2007 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
January 2, 2004 - October 17, 2007
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - October 17, 2007
WELLS FARGO CLEARING SERVICES, LLC
May 14, 2002 - June 15, 2002
WACHOVIA SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(11/16/2020)
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Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
