Michael K. Wimberley

LUMMIS ASSET MANAGEMENT, L.P.

FORT WORTH, TX 76102

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CRD#: 3070924

Professional summary

Michael Kirk Wimberley is a registered financial advisor currently at LUMMIS ASSET MANAGEMENT, L.P. located in Fort Worth, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael Kirk Wimberley is the COO at Lone Oak Trust Company; Is the business investment related: Yes; Location of the business: 301 Commerce Street, Suite 1380 Fort Worth TX 76102; Description of the business: It is a trust company; Responsibilities Duties: Oversee operations department; Start date with business: 2023-01-03; Hours per month devoted to business during trading hours: 65; Hours per month devoted to business outside trading hours: 25; Percentage of total yearly compensation expected to be derived from the business: 50.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kirk Wimberley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2019 - Present

LUMMIS ASSET MANAGEMENT, L.P.

Office #1: 301 Commerce Street Suite 1900, Fort Worth, TX 76102

RIA

CRD#: 114357

FORT WORTH, TX

Past

April 1, 2019 - August 1, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Westlake, TX

Past

March 22, 2019 - August 1, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

January 11, 2017 - December 7, 2018

GREEN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 109695

FORT WORTH, TX

Past

July 27, 2005 - December 31, 2016

GREEN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 109695

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUMMIS ASSET MANAGEMENT, L.P.

CRD#: 114357 / SEC#: 801-121447

RIA

Registered Investment Advisory firm - (6/8/2021 Approved)

Texas

Registered Investment Advisory firm - (6/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/29/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/23/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/22/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/22/2019

Securities Industry Essentials Examination

Current Firm

LUMMIS ASSET MANAGEMENT, L.P.

CRD#: 114357 / SEC#: 801-121447

RIA

Registered Investment Advisory firm - (6/8/2021 Approved)

Texas

Registered Investment Advisory firm - (6/22/2021 Terminated)

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Contact information

Main Address

301 Commerce Street Suite 1380, Fort Worth, TX 76102

Mailing Address

Phone number

(817) 348-0577

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - LUMMIS ASSET MANAGEMENT (3/6/2026)

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 226,993,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael K. Wimberley

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kirk Wimberley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

GREEN INVESTMENT MANAGEMENT, INC.

GREEN INVESTMENT MANAGEMENT, INC.

Primary Firm SEC Registration

LUMMIS ASSET MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/2019

Series 65

Date: 6/23/2005

Series 7TO

Date: 3/22/2019

SIE

Date: 2/22/2019

Current Firm

LUMMIS ASSET MANAGEMENT, L.P.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUMMIS ASSET MANAGEMENT, L.P.

TRUST BUT VERIFY

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