Lee C. Mcgowan
MONUMENT GROUP WEALTH ADVISORS
Concord, MA 01742
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CRD#: 3070341
Professional summary
Lee Christopher Mcgowan, CFP®, who also goes by Lee Christopher Mcgows, is a registered financial advisor currently at MONUMENT GROUP WEALTH ADVISORS, LLC located in Concord, Massachusetts.
Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Lee has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Lee has written articles and provided commentary for a number of publications including The Wall Street Journal, CNBC, The Boston Globe, The New York Times, Barron's, Investor's Business Daily, Journal of Financial Planning, Concord Journal, and Mystockoptions.com.
He is a member of The National Association of Personal Financial Advisors (NAPFA), the CFA Institute, the Boston Estate Planning Council and the Financial Planning Association. Lee is a former member of the Journal of Financial Planning's Advisory Board and served as the Guide to Mutual Funds at About.com. Lee is a CERTIFIED FINANCIAL PLANNER™ practitioner, a CFA® charterholder and a NAPFA-Registered Financial Advisor. Lee also completed the Certified College Planning Specialist coursework and examination. Prior to joining Monument Group Wealth Advisors, Lee was a Vice President and Senior Client Advisor at a fee-only firm in Boston.
Lee and his wife, Rose, live in Sudbury and enjoy spending time with their two teenage daughters.
Question & Answer
What are your service offerings?
Life Transitions
Employee and Employer Plan Ben...
Estate Planning
Tax Planning
Insurance Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Lee Christopher Mcgows
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lee Christopher Mcgowan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
October 12, 2010 - Present
MONUMENT GROUP WEALTH ADVISORS, LLC
Office #1: 801 Main Street Suite 14, Concord, MA 01742RIA
CRD#: 111908
Concord, MA
Past
February 9, 2005 - October 13, 2010
TFC FINANCIAL MANAGEMENT INC
RIA
CRD#: 105062
BOSTON, MA
Past
July 1, 2003 - November 18, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 20, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 30, 1998 - April 12, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MONUMENT GROUP WEALTH ADVISORS, LLC
MONUMENT FINANCIAL ADVISORS, LLC | MONUMENT GROUP WEALTH ADVISORS, LLC
CRD#: 111908 / SEC#: 801-60480
RIA
Registered Investment Advisory firm - (8/14/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(10/13/2010)
IAR
Texas(5/24/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
MONUMENT GROUP WEALTH ADVISORS, LLC
MONUMENT FINANCIAL ADVISORS, LLC | MONUMENT GROUP WEALTH ADVISORS, LLC
CRD#: 111908 / SEC#: 801-60480
RIA
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Contact information
Main Address
801 Main Street Suite 14, Concord, MA 01742
Mailing Address
Phone number
(978) 369-7705
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 644 |
| AUM (Assets Under Management) | $ 578,785,178 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2025 | ||
| 09/18/2024 | ||
| 01/02/2024 |
Red Flags
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Company Information
MONUMENT GROUP WEALTH ADVISORS, LLC
CRD#: 111908Concord, MA 01742TRUST BUT VERIFY
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Contact information
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