Andoni Yturralde

CROSS BORDER WEALTH

New York, NY 10169

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CRD#: 3070270

Professional summary

Andoni Yturralde, AIF® is a registered financial advisor currently at CROSS BORDER WEALTH, LLC located in New York, New York.

Andoni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andoni has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andoni Yturralde's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 5, 2017 - Present

CROSS BORDER WEALTH, LLC

Office #1: 230 Park Avenue 4th Floor West, New York, NY 10169

RIA

CRD#: 288330

New York, NY

Past

October 13, 2016 - February 26, 2017

BRITE ADVISORS USA, INC.

RIA

CRD#: 155775

New York, NY

Past

February 23, 2010 - June 29, 2011

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

February 4, 2010 - June 29, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 26, 2004 - February 26, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

March 26, 2004 - February 26, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 20, 2002 - February 9, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 9, 2001 - June 6, 2002

ASG SECURITIES, INC.

CRD#: 44534

FT. LAUDERDALE, FL

Past

January 22, 2001 - March 18, 2001

ASG SECURITIES, INC.

CRD#: 44534

FT. LAUDERDALE, FL

Past

February 28, 2000 - September 25, 2000

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

July 9, 1998 - September 21, 1998

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROSS BORDER WEALTH, LLC

CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC

CRD#: 288330 / SEC#: 801-114158

RIA

Registered Investment Advisory firm - (10/16/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/22/2021)

IAR

Texas
(12/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 8/12/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/23/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/2002

General Securities Principal Examination

Current Firm

CROSS BORDER WEALTH, LLC

CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC

CRD#: 288330 / SEC#: 801-114158

RIA

Registered Investment Advisory firm - (10/16/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/26/2018 Terminated)

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Contact information

Main Address

230 Park Avenue 4th Floor West, New York, NY 10169

Mailing Address

Phone number

(646) 688-5333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/17/2025)

Regulatory assets under management

Total Number of Accounts	463
AUM (Assets Under Management)	$ 138,847,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andoni Yturralde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andoni Yturralde's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRITE ADVISORS USA, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

ASG SECURITIES, INC.

ASG SECURITIES, INC.

DB ALEX. BROWN LLC

ROYCE INVESTMENT GROUP, INC.

Primary Firm SEC Registration

CROSS BORDER WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2017

Series 63

Date: 7/2/1998

Series 31

Date: 8/12/2002

Series 7

Date: 6/23/1998

Series 24

Date: 3/20/2002

Current Firm

CROSS BORDER WEALTH, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROSS BORDER WEALTH, LLC

TRUST BUT VERIFY

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