Michael D. Worch

WORCH FINANCIAL GROUP

Rockville, MD 20852

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CRD#: 3069667

Professional summary

Michael Dennis Worch is a registered financial advisor currently at WORCH FINANCIAL GROUP, LLC located in Rockville, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)WORCH FINANCIAL GROUP;INSURANCE SALES; 50% TIME SPENT; 100% OWNERSHIP. 2.)WORCH FINANCIAL GROUP; DBA; 100% TIME SPENT; 100% OWNERSHIP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dennis Worch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2022 - Present

WORCH FINANCIAL GROUP, LLC

Office #1: 11300 Rockville Pike Suite 1001, Rockville, MD 20852

RIA

CRD#: 140905

Rockville, MD

Past

February 20, 2009 - December 31, 2010

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

ROCKVILLE, MD

Past

August 19, 2005 - November 6, 2006

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

BETHESDA, MD

Past

August 19, 2005 - February 18, 2009

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

ROCKVILLE, MD

Past

May 22, 2001 - August 26, 2005

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BETHESDA, MD

Past

May 3, 1999 - August 26, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 14, 1998 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/1998

General Securities Representative Examination

Current Firm

WORCH FINANCIAL GROUP, LLC

CRD#: 140905 / SEC#:

Maryland

Registered Investment Advisory firm - (8/17/2006 Approved)

Virginia

Registered Investment Advisory firm - (9/7/2022 Approved)

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Contact information

Main Address

11300 Rockville Pike. Suite 1001, Rockville, MD 20852

Mailing Address

Phone number

(301) 770-0922

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael D. Worch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dennis Worch's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORCH FINANCIAL GROUP, LLC

NEXT FINANCIAL GROUP, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2001

Series 63

Date: 8/19/1998

Series 7

Date: 8/13/1998

Current Firm

WORCH FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

WORCH FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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