RS
Richard F. Simonetti
FIDELIS CAPITAL
TAMPA, FL 33607
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CRD#: 3069425
RS
Professional summary
Richard F Simonetti is a registered financial advisor currently at FIDELIS CAPITAL located in Tampa, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 2 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIMONETTI BEACH RETREAT; FERNANDINA BEACH, FL; CO-OWNER; VACATION RENTAL; START 7/2004; 0 HRS PER MONTH. TERRACES TRIO LLC, FERNANDINA BEACH, FL, 70% OWNERSHIP, START 1/1/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, OCCASIONAL MAINTENANCE. TAMPA MESEUM OF ART; TAMPA,FL; FINANCE COMMITTEE MEMBER; START DATE 06/01/2017; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; ATTENDING FINANCE COMMITTEE MEETINGS TO REVIEW FINANCIAL REPORTING AND APPROVE FINANCIALS FOR PRESENTATION TO THE BOARD. ALSO A BOARD MEMBER FOR THE STRAZ CENTER FOR PERFORMING ARTS (TAMPA, FL) AND THE EDUCATION COMMITTEE AND DEVELOPMENT COMMITTEE AT THE STRAZ, NO MORE THAN 1 HOUR A WEEK DEDICATED TOTAL TO THE STRAZ OBLIGATIONS. TRUSTEE ON A TRUST FOR MY NIECES, I RECEIEVE NO COMPENSATION FOR THIS AND ALLOCATED TIME PER WEEK IS LESS THAN ONE HOUR TOTAL. PART OF THE TAMPA GENERAL HOSPITAL FOUNDATION, AUDIT COMMITTEE, LESS THAN 1 HOUR A WEEK DEVOTED TO THIS OBA. RICK IS A ADVISORY BOARD MEMBER FOR FORBES ADVISOR, HE EARNS NO COMPENSATION FOR HIS ROLE, THIS POSITION IS LIMITED TO GENERAL INVESTMENT INFORMATION AROUND THE BUSINESS ASPECT, NOT SECURITIES RELATED. HE INVESTS LESS THAN AN HOUR A WEEK IN THIS ROLE.
CRS (Client Relationship Summary) - RIA
Click below to view Richard F Simonetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2022 - Present
FIDELIS CAPITAL
Office #1: 4221 W Boy Scout Blvd Suite 730, Tampa, FL 33607RIA
CRD#: 322287
TAMPA, FL
Past
March 26, 2013 - June 7, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TAMPA, FL
Past
March 12, 2013 - June 7, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIDELIS CAPITAL
FIDELIS | FIDELIS CAPITAL PARTNERS, LLC | FIDELIS CAPITAL
CRD#: 322287 / SEC#: 801-126176
RIA
Registered Investment Advisory firm - (7/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/22/2022)
IAR
Texas(4/27/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/25/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FIDELIS CAPITAL
FIDELIS | FIDELIS CAPITAL PARTNERS, LLC | FIDELIS CAPITAL
CRD#: 322287 / SEC#: 801-126176
RIA
Registered Investment Advisory firm - (7/25/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4221 W Boy Scout Blvd Suite 730, Tampa, FL 33607
Mailing Address
Phone number
(813) 934-6246
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 934 |
| AUM (Assets Under Management) | $ 1,660,321,213 |
Red Flags
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Company Information
FIDELIS CAPITAL
CRD#: 322287Tampa, FL 33607TRUST BUT VERIFY
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