Jodi M. Burrows
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jodi Michele Burrows, who also goes by Jodi Michele Fingerman, Jodi Michele Fingerman, was a registered financial professional .
Jodi is a previously registered financial professional and started their career in finance in 1999. Jodi had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - June 10, 2019
SDR CAPITAL MARKETS, LLC
June 15, 2001 - August 17, 2006
BANC OF AMERICA SECURITIES LLC
December 18, 2000 - June 5, 2001
CREDIT SUISSE SECURITIES (USA) LLC
December 7, 1999 - December 18, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SDR CAPITAL MARKETS, LLC
CRD#: 170652 / SEC#: , 8-69430
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
