John T. Weilbacher
Professional summary
John Treye Weilbacher, who also goes by Treye Weilbacher, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Treye Weilbacher's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 11, 2015 - April 16, 2024
JOHN HANCOCK DISTRIBUTORS LLC
July 10, 2013 - December 4, 2014
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 12, 2012 - December 4, 2012
PATRICK CAPITAL MARKETS, LLC
April 16, 2010 - March 9, 2012
J.P. MORGAN SECURITIES LLC
May 15, 2007 - November 4, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
March 8, 2005 - May 15, 2007
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 26, 2002 - March 14, 2005
WELLS FARGO INVESTMENTS, LLC
February 20, 2002 - March 14, 2005
WELLS FARGO INVESTMENTS, LLC
July 3, 2001 - January 7, 2002
CAPITAL ONE INVESTMENTS, LLC
November 17, 1999 - May 21, 2001
INVESCO DISTRIBUTORS, INC.
September 24, 1998 - November 1, 1999
BANK UNITED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2024)
(4/23/2024)
Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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