TA
Troy Arceneaux
CETERA INVESTMENT ADVISERS LLC
NEW IBERIA, LA 70560
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CRD#: 3068948
TA
Professional summary
Troy Arceneaux is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Iberia, Louisiana and CETERA WEALTH SERVICES, LLC located in New Iberia, Louisiana.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Troy has worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) ARCENEAUX FINANCIAL SERVICES, LLC; Investment Related; 134 E. Main Street, Suite 1, New Iberia, LA 70563; Financial Services; Owner; Start Date: 10/2005; 160 hours per month with all 160 hours per month being during trading hours; Investment Services. >> ARCENEAUX FINANCIAL SERVICES; Investment Related; 134 E. Main Street, Suite 1, New Iberia, LA 70560; Investments; Representative; Start Date 11/2005; 60 hours per month with most of those hours per month occurring during trading hours; Insurance product sales and service. >> LIFESOURCE FINANCIAL PARTNERS; Investment Related; 1720 Kaliste Saloom Road, Lafayette, LA 70508; Financial Services; Representative; Start Date 01/2017; 20 hours per month with all 20 hours per month being during trading hours; Sales of securities and insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Arceneaux's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 134 E Main Street Suite #1, New Iberia, LA 70560RIA
CRD#: 105644
NEW IBERIA, LA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 134 E Main Street Suite #1, New Iberia, LA 70560BD
CRD#: 13572
New Iberia, LA
Past
September 26, 2005 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
New Iberia, LA
Past
November 17, 1999 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
New Iberia, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(2/20/2025)
IAR
Louisiana(2/20/2025)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644New Iberia, LA 70560TRUST BUT VERIFY
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