Paul T. Altman
Professional summary
Paul Todd Altman is a registered financial professional currently at SAGE PARTNERS SECURITIES, LLC located in Los Angeles, California.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Todd Altman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2004 - Present
SAGE PARTNERS SECURITIES, LLC
Office #1: 11111 Santa Monica Blvd. Suite 2200, Los Angeles, CA 90025October 18, 1999 - May 4, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2004)
(1/6/2016)
(2/29/2008)
(4/22/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SAGE PARTNERS SECURITIES, LLC
CRD#: 104381 / SEC#: , 8-52836
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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