Stephen A. Landry

TENEO SECURITIES LLC

New York, NY 10017

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CRD#: 3067791

Professional summary

Stephen Anthony Landry, who also goes by Steve Landry, is a registered financial professional currently at TENEO SECURITIES LLC located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1998. Stephen has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Landry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Anthony Landry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2016 - Present

TENEO SECURITIES LLC

Office #1: 280 Park Avenue 4th Floor, New York, NY 10017

CRD#: 151256

New York, NY

Past

June 2, 2015 - June 30, 2016

CRT CAPITAL GROUP LLC

CRD#: 28830

New Orleans, LA

Past

September 6, 2012 - May 29, 2015

RICE, VOELKER, LLC

CRD#: 39838

COVINGTON, LA

Past

September 6, 2006 - June 26, 2012

PRITCHARD CAPITAL PARTNERS, LLC

CRD#: 100480

NEW YORK, NY

Past

June 11, 1998 - October 20, 2005

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/13/2022)

Louisiana
(6/7/2019)

New York
(10/13/2022)

Texas
(10/13/2022)

Exams

State Security Law Exam

Series 63

Date: 12/12/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TENEO SECURITIES LLC

MARBLE NORTH SECURITIES LLC | VERAPOINT SECURITIES LLC | TENEO SECURITIES LLC

CRD#: 151256 / SEC#: , 8-68354

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

280 Park Avenue 4th Floor, New York, NY 10017

Mailing Address

280 Park Avenue 4th Floor, New York, NY 10017

Phone number

(212) 886-1600

Established

Delaware since 07/17/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TENEO CAPITAL CORPORATION	SOLE MEMBER
BOGUSLASKI, CHARLES ROBERT	CHIEF OFFICER	4845807
HALLERAN, KRISTIN MARIE	CHIEF COMPLIANCE OFFICER	4726430
POLKOWITZ, GARY CRAIG	MEMBER OF BOARD OF DIRECTORS	2866014
ROTHENBERG, SHARI P	FINOP/PFO/POO	6590875
SULLIVAN, STEVEN MICHAEL	MEMBER OF BOARD OF DIRECTORS	5162216

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen A. Landry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Anthony Landry's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRT CAPITAL GROUP LLC

RICE, VOELKER, LLC

PRITCHARD CAPITAL PARTNERS, LLC

JEFFERIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/2022

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/9/1998

Series 24

Date: 6/2/2008

FINRA

Current Firm

TENEO SECURITIES LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TENEO SECURITIES LLC

TRUST BUT VERIFY

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