GB
Gary J. Baker
KESTRA PRIVATE WEALTH SERVICES
Chesterfield, MO 63005
Some features on this profile are disabled
CRD#: 3067322
GB
Professional summary
Gary James Baker, who also goes by Gary J Baker, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Chesterfield, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Chesterfield, Missouri.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gary has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary J Baker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Baker Boys Plus, LLC DBA Donatellis Bistro Investment Related: No Address: 8659 Highway N Lake St. Louis MO 63367 Nature of Business: Other Back Office Operations Position: Member Start Date: 11/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Management and Strategy decisions Business Name: Undivided Wealth Management Investment Related: Yes Address: 17280 N. Outer 40 Road, Ste 201 Chesterfield MO 63005 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Managing Partner, President Start Date: 5/9/2018 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: My role will be to set the strategy of the firm, and meet our clients to create investment and financial plans for them. Business Name: People Centric Project Investment Related: No Address: N/A N/A MO 63385 Nature of Business: Other Other/None of the Above This project will be based on a book study of the book "Everybody Matters" book. The project" that 50 business's are a part of to share ideas on how to be "people centric" with their employees, clients and customers. Position, Title or Relationship: Co-creator Start Date: 5/13/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help lead the facilitation of the book study questions Business Name: Undivided Creative, LLC DBA Undivided Experience Center Investment Related: No Address: 657 Spirit Airpark West Drive, Suite 101 Chesterfield MO 63005 Nature of Business: Real Estate Position, Title or Relationship: Managing Member Start Date: 3/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage the operations team who will be employed to operate the day to day activities. Business Name: Washington University Investment Related: No Address: 1 Brookings St. Louis MO 63130 Nature of Business: Other Other/None of the Above None of the above Position, Title or Relationship: Adjunct Instructo Start Date: 8/23/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Teach class 3 hours a week, Grade papers 1 hour Business Name: EVOLATION CONSULTING POSITION: Chief Life Officer NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2024 ADDRESS: 657 Spirit Airpark West, Suite 101, Chesterfield MO MO 63005 DESCRIPTION: As the company works with various leaders and leadership teams, if the need is for life services or a life program I will help the team lead the team or provide insight to the individual leader. Business Name: RELATIONAL ADVISOR ORGANIZATION POSITION: Founder NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2024 ADDRESS: 657 Spirit Airpark West, Suite 102, Chesterfield MO MO 63005 DESCRIPTION: My role will be to help design and lead our consulting and coaching services for advisors. I will not be the lead consultant or coach, however I will help design and develop the programs we will provide advisors.
CRS (Client Relationship Summary) - RIA
Click below to view Gary James Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2018 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005RIA
CRD#: 155193
Chesterfield, MO
Current
May 9, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005BD
CRD#: 42046
Chesterfield, MO
Past
February 25, 2009 - May 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FRONTENAC, MO
Past
February 25, 2009 - May 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FRONTENAC, MO
Past
February 1, 2005 - February 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CLAYTON, MO
Past
February 1, 2005 - February 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CLAYTON, MO
Past
March 7, 2001 - February 2, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
ST. LOUIS, MO
Past
August 8, 2000 - February 2, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
April 28, 1999 - July 19, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/30/2019)
RR
Arkansas(5/9/2018)
RR
California(5/9/2018)
RR
Colorado(5/9/2018)
RR
Connecticut(9/11/2023)
RR
Delaware(5/11/2018)
RR
Florida(5/9/2018)
RR
Georgia(9/2/2025)
RR
Illinois(5/9/2018)
RR
Indiana(5/9/2018)
RR
Kansas(5/9/2018)
RR
Louisiana(5/9/2018)
RR
Maine(10/16/2024)
RR
Maryland(5/9/2018)
RR
Massachusetts(11/4/2025)
RR
Michigan(5/9/2018)
RR
Minnesota(5/14/2018)
RR
Missouri(5/9/2018)
IAR
Missouri(5/9/2018)
RR
Montana(5/9/2018)
RR
New Hampshire(3/10/2025)
RR
New Mexico(5/9/2018)
RR
New York(5/9/2018)
RR
North Carolina(11/5/2019)
RR
Ohio(5/9/2018)
RR
Oklahoma(10/30/2019)
RR
Pennsylvania(10/16/2024)
RR
South Carolina(6/15/2018)
RR
Tennessee(6/5/2023)
RR
Texas(5/9/2018)
IAR
Texas(7/27/2023)
RR
Utah(9/11/2023)
RR
Virginia(5/9/2018)
RR
Wisconsin(5/9/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Chesterfield, MO 63005TRUST BUT VERIFY
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