Hector Javier Cuellar
Professional Summary
Hector Javier Cuellar is a registered financial advisor currently at CREWE CAPITAL located in Salt Lake City, Utah. Hector is registered as a RR (Registered Representative) and started their career in finance in 1998. Hector has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CENTENNIAL PEAKS CAPITAL | FIVE PRIME ADVISORS, LLC | CREWE CAPITAL, LLC | CREWE CAPITAL | CREWE
Contact Information
Main Address
650 S Main St Suite 777, Salt Lake City, UT 84101Mailing Address
650 S Main St Suite 777, Salt Lake City, UT 84101Phone Number
(385) 322-3100Established
New York since 10/24/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREWE HOLDINGS, LLC | 99% MEMBERSHIP OWNERSHIP IN CREWE CAPITAL, LLC | — |
| BENNETT, MICHAEL PATRICK | PRINCIPAL OPERATING OFFICER | 5408084 |
| BENNETT, MICHAEL PATRICK | MANAGING PARTNER, CHIEF EXECUTIVE OFFICER, EXECUTIVE REPRESENTATIVE | 5408084 |
| KING, ROBERT S | MEMBER, FINANCIAL OPERATIONS PRINCIPAL | 1608075 |
| KING, ROBERT S | PRINCIPAL FINANCIAL OFFICER | 1608075 |
| MELLIES, CADE STEWART | PARTNER, CHIEF COMPLIANCE OFFICER | 6661420 |
| MITCHELL, JESSE THOMAS | PARTNER | 7299786 |
| RASMUSSEN, JARED JAY | PARTNER | 6821885 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/1/2016)
(8/1/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Hector Javier Cuellar's CRS (Customer Relationship Summary).
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