Michael Patrick Bennett
Professional Summary
Michael Patrick Bennett, who also goes by Mike Bennett, is a registered financial advisor currently at CREWE ADVISORS located in Salt Lake City, Utah and CREWE CAPITAL located in Salt Lake City, Utah. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Bennett
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NET WORTH ADVISORY GROUP, LLC
SIMPLE FINANCIAL, LLC
Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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OSAIC WEALTH, INC.
NET WORTH ADVISORY GROUP, LLC
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Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
NET WORTH ADVISORY GROUP, LLC
SIMPLE FINANCIAL, LLC
Current Firm
CREWE ADVISORS | HALLIDAY, RYAN | CREWE CAPITAL ADVISORS, LLC | CREWE ADVISORS LLC
Contact Information
Main Address
650 S. Main Street Suite 700, Salt Lake City, UT 84101Phone Number
(385) 355-2700# of Employees
32SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,985AUM (Assets Under Management)
$3,050,592,310Similar Advisors
OSAIC WEALTH, INC.
NET WORTH ADVISORY GROUP, LLC
SIMPLE FINANCIAL, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
NET WORTH ADVISORY GROUP, LLC
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Primary Firm SEC Registration
CREWE ADVISORS | HALLIDAY, RYAN | CREWE CAPITAL ADVISORS, LLC | CREWE ADVISORS LLC
State Registrations and Notice Filings
(12/13/2023)
(12/20/2023)
(6/30/2022)
(1/29/2024)
(7/29/2015)
(8/20/2015)
(12/6/2023)
(1/2/2024)
(1/30/2024)
(2/26/2024)
(12/15/2023)
(1/4/2024)
(7/29/2015)
(8/14/2024)
(2/21/2024)
(11/27/2023)
(12/8/2023)
(12/1/2023)
(8/14/2023)
(12/15/2023)
(1/24/2024)
(1/18/2024)
(12/20/2023)
(1/3/2024)
(11/23/2023)
(1/18/2024)
(11/27/2023)
(12/1/2023)
(8/19/2015)
(1/5/2024)
(1/2/2024)
(1/9/2024)
(7/29/2015)
(12/4/2023)
(5/17/2023)
(12/5/2023)
(1/24/2024)
(7/14/2023)
(11/27/2023)
(11/23/2023)
(12/14/2023)
(12/14/2023)
(12/14/2023)
(1/19/2023)
(7/29/2015)
(11/6/2020)
(1/9/2024)
(1/2/2024)
(7/31/2015)
(12/11/2023)
(12/13/2023)
(1/10/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Bennett's CRS (Customer Relationship Summary).
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OSAIC WEALTH, INC.
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