Paul E. Nickel Iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Edward Nickel Iii, who also goes by Ed Nickel, Paul Edward Nickel III, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1999. Paul had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2018 - June 18, 2019
NEWPORT GROUP CONSULTING, LLC
April 13, 2016 - December 22, 2017
NEWPORT GROUP SECURITIES, INC.
March 21, 2016 - June 18, 2019
NEWPORT GROUP SECURITIES, INC.
May 10, 2010 - December 31, 2011
CLARK INVESTMENT STRATEGIES, INC.
April 20, 2010 - April 19, 2016
CLARK SECURITIES, INC.
June 23, 2004 - August 29, 2007
CLARK SECURITIES, INC.
January 3, 2002 - November 18, 2003
TD AMERITRADE CLEARING, INC.
January 15, 1999 - December 31, 2001
J.P. SECURITIES, INC.
Primary Firm SEC Registration
NEWPORT GROUP CONSULTING, LLC
CRD#: 140944 / SEC#: 801-66908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT GROUP CONSULTING, LLC
CRD#: 140944 / SEC#: 801-66908
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,858 |
| AUM (Assets Under Management) | $ 4,397,492,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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