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Christopher Allen Hawkins

PINE DISTRIBUTORS
DURHAM, ME
·CRD# 3066629·28 years registered

Professional Summary

Christopher Allen Hawkins, who also goes by Chris Hawkins, Christopher Allen Hawkins, Christopher Hawkins, is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Durham, Maine. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 30 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Hawkins, Christopher Allen Hawkins, Christopher Hawkins

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years registered in the securities industry

Current & Past Employments

Current

PINE DISTRIBUTORS LLCCurrent·CRD# 323408
BD
Durham, ME
June 16, 2025 - Present

Past

PACIFIC ALLIANCE ASSOCIATES LLCPast·CRD# 148938
BD
New York, NY
February 17, 2023 - September 10, 2024
NEUBERGER BERMAN BD LLCPast·CRD# 2908
RIA
San Francisco, CA
March 11, 2020 - December 31, 2022
NEUBERGER BERMAN BD LLCPast·CRD# 2908
BD
San Francisco, CA
February 24, 2020 - December 31, 2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.Past·CRD# 102920
BD
San Francisco, CA
October 2, 2012 - March 30, 2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLCPast·CRD# 30107
BD
San Francisco, CA
October 31, 2008 - August 9, 2012
LEHMAN BROTHERS INC.Past·CRD# 7506
RIA
San Francisco, CA
November 14, 2007 - September 9, 2008
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
San Francisco, CA
August 22, 2005 - September 9, 2008
UST SECURITIES CORP.Past·CRD# 13906
BD
Stamford, CT
May 25, 2004 - September 2, 2005
BESSEMER INVESTOR SERVICES, INC.Past·CRD# 17442
BD
New York, NY
May 8, 2000 - June 19, 2002
DB ALEX. BROWN LLCPast·CRD# 17790
BD
Baltimore, MD
July 9, 1998 - February 17, 2000

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Current Firm

PD
PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER—
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYN STEVECOO/PFO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/16/2025)
RR
Colorado
(6/16/2025)
RR
Florida
(6/16/2025)
RR
Illinois
(6/16/2025)
RR
Iowa
(6/16/2025)
RR
New York
(6/16/2025)
RR
Texas
(6/16/2025)
RR
Washington
(6/16/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2020About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2015About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1998About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Aug 2017About the Series 30 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Allen Hawkins's CRS (Customer Relationship Summary).

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