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Christopher A. Hawkins

PINE DISTRIBUTORS LLC
Denver, CO 80246
Some features on this profile are disabled
CRD#: 3066629
CH

Professional summary

Christopher Allen Hawkins, who also goes by Chris Hawkins, Christopher Allen Hawkins, Christopher Hawkins, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Hawkins | Christopher Allen Hawkins | Christopher Hawkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Allen Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246
BD
CRD#: 323408
Denver, CO
Past

February 17, 2023 - September 10, 2024

PACIFIC ALLIANCE ASSOCIATES LLC

BD
CRD#: 148938
NEW YORK, NY
Past

March 11, 2020 - December 31, 2022

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
SAN FRANCISCO, CA
Past

February 24, 2020 - December 31, 2022

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
SAN FRANCISCO, CA
Past

October 2, 2012 - March 30, 2017

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
SAN FRANCISCO, CA
Past

October 31, 2008 - August 9, 2012

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
SAN FRANCISCO, CA
Past

November 14, 2007 - September 9, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
SAN FRANCISCO, CA
Past

August 22, 2005 - September 9, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
SAN FRANCISCO, CA
Past

May 25, 2004 - September 2, 2005

UST SECURITIES CORP.

BD
CRD#: 13906
STAMFORD, CT
Past

May 8, 2000 - June 19, 2002

BESSEMER INVESTOR SERVICES, INC.

BD
CRD#: 17442
NEW YORK, NY
Past

July 9, 1998 - February 17, 2000

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/16/2025)
RR
Colorado
(6/16/2025)
RR
Florida
(6/16/2025)
RR
Illinois
(6/16/2025)
RR
Iowa
(6/16/2025)
RR
New York
(6/16/2025)
RR
Texas
(6/16/2025)
RR
Washington
(6/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2020
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/30/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/16/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/24/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/30/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/2/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 8/22/2017
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Denver, CO 80246

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