Henry H. Erbe
Professional summary
Henry Herman Erbe, who also goes by Hank Erbe III, Henry Herman Erbe III, Henry Herman Erbe, Henry Iii Erbe, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1998. Henry has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Herman Erbe's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210November 25, 2013 - December 31, 2016
FIDELITY BROKERAGE SERVICES LLC
January 4, 2013 - December 31, 2016
NATIONAL FINANCIAL SERVICES LLC
February 22, 2010 - March 1, 2012
CANACCORD GENUITY SECURITIES LLC
July 13, 2009 - February 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.
July 23, 2007 - April 1, 2009
BANC OF AMERICA SECURITIES LLC
June 10, 2002 - June 15, 2007
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
August 2, 2000 - April 18, 2002
FIVE ARROWS CAPITAL MARKETS LLC
June 8, 1998 - April 18, 2002
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
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