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RG

Raniero J. Gimeno

NOBLES & RICHARDS
Plano, TX 75074
Some features on this profile are disabled
CRD#: 3066611
RG

Professional summary


Raniero J Gimeno, AIF®, who also goes by Raineiro Gimeno, Raniero J. Gimeno, Raniero Gimeno, is a registered financial professional currently at NOBLES & RICHARDS, INC. located in Plano, Texas.

Raniero is registered as a RR (Registered Representative) and started their career in finance in 2006. Raniero has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Raineiro Gimeno | Raniero J. Gimeno | Raniero Gimeno

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Raniero J Gimeno's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Experience


Current

June 10, 2025 - Present

NOBLES & RICHARDS, INC.

Office #1: 801 East Plano Parkway Suite 220, Plano, TX 75074
BD
CRD#: 146870
Plano, TX
Past

June 3, 2022 - August 14, 2023

CAPFINANCIAL SECURITIES, LLC.

BD
CRD#: 126291
RALEIGH, NC
Past

February 5, 2021 - August 4, 2021

NYLIFE SECURITIES LLC

BD
CRD#: 5167
MIAMI, FL
Past

May 26, 2017 - February 13, 2019

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
Miami, FL
Past

February 27, 2014 - June 16, 2015

CARILLON FUND DISTRIBUTORS, INC.

BD
CRD#: 139749
ST. PETERSBURG, FL
Past

July 26, 2012 - February 5, 2013

AMG DISTRIBUTORS, INC.

BD
CRD#: 27314
STAMFORD, CT
Past

November 22, 2011 - January 30, 2012

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
MIAMI, FL
Past

February 3, 2011 - August 16, 2011

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

November 3, 2009 - February 5, 2010

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
TOLLAND, CT
Past

October 12, 2006 - March 30, 2009

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NEW YORK, NY
Past

March 14, 2006 - August 30, 2006

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/10/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/17/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


N&
NOBLES & RICHARDS, INC.
NOBLES & RICHARDS, INC.

CRD#: 146870 / SEC#: , 8-67859

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Mailing Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Phone number
(214) 642-6603
Established
Texas since 10/02/2007
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TELEMARKETING LAW COMPLIANCE, LLCSHAREHOLDER
NOBLES, ILONKAPRESIDENT/CCO2704881
RICHARDS, JAMES ROSSCFO/FINOP2680389

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NOBLES & RICHARDS, INC.

CRD#: 146870Plano, TX 75074

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