MN
Marissa D. Nehlsen
BFC PLANNING
MINOT, ND 58701
Some features on this profile are disabled
CRD#: 3066516
MN
Professional summary
Marissa Dawn Nehlsen, who also goes by Marissa Dawn Philipenko, is a registered financial advisor currently at BFC PLANNING, INC. located in Minot, North Dakota and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Minot, North Dakota.
Marissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Marissa has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marissa Dawn Philipenko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FREEDOM FINANCIAL GROUP LLC-Y-Bismarck, ND 58703 -DBA FOR FINANCIAL SERVICES - Financial Professiona/CEO-5/30/2006-64-64-CASE DESIGN AND FINANCIAL ADVISING. 2. HALLETT FINANCIAL GROUP-Y-1131 WESTRAC DR, STE 208, FARGO, ND 58103-INSURANCE BROKERAGE HOUSE-INSURANCE REP-6/1/1993-160-160-INSUSRANCE CONSULTING, LIFE, LTC, VARIABLE LIFE, ANNUITIES. 3.MAGIC CITY HOLDINGS-N-721 N BROADWAY, MINOT, ND 58703-REAL ESTATE HOLDING COMPANY-MANAGER-9/12/2014-20-4-MANAGE TENANTS, AND PROVIDE MAINTENANCE AS REQUIRED. 4. Legal Sheild & Identity Sheild-N-Williston, ND-provide subscribers with attorney & legal advice and protection from identity theft-Independent Contractor-5/12/2016-5-5-Sell monthly services for attorney & legal advice and identity theft 5.Freedom Financial Group-N-Minot, ND-Refer clients to administration program-TASC-12/2017-1-1-Administration program that helps employee benefit plans such as medical reimbursement plans. We identity potential candidates and refer them to an affiliate of TASC who will then contact and sign them up. 6.The Foundation Latin America-N-Minot, ND-Public Relations-Foundation Relations Coordinator-07/2018-40-0-Role consists of public relations which is unpaid. 7.Global Priority Solutions-N-Tampa, FL-Leadership Coaching-Certified Specialist Values Based Leadership-08/2018-4-0-Visit churches and business organizations to provide value based training for their staff, congregations. 8.Nehlsen & Associates, LLC-N-Tampa, FL-Trainer, Coach, Speaker-Manager-08/2016-90-4-Certified Trainer, Coach and Speaker. 9.JMN Roots LLC-N-Bismarck, ND-Manage Property-Manager-05/2021-5-2-Manage property, collect rent, pay expenses, property maintenance and obtain financing. 10. Freedom Financial Group Jamestown LLC- Y- Jamestown, ND- Financial services- CEO- 01/2024- 10- 0- Sell investment and insurance products, and provide financial advice. 11. Freedom Financial Group FLorida LLC- Y- St. Petersburg, FL- Financial services- CEO- 03/2024- 0- 0- Sell investment and insurance products, and provide financial advice. 12. Blue Mountain Forest of Costa Rica LLC- N- Cocoa Beach, FL- Tree farm and milling company- Partner- 02/2025- 2- 0- Advise and make decisions with other partners.
CRS (Client Relationship Summary) - RIA
Click below to view Marissa Dawn Nehlsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2013 - Present
BFC PLANNING, INC.
Office #1: 701 31st Ave Sw, Minot, ND 58701RIA
CRD#: 119682
MINOT, ND
Current
August 23, 2018 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 701 31st Avenue Sw, Minot, ND 58701RIA
BD
CRD#: 13609
Minot, ND
Current
July 15, 2013 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 701 31st Avenue Sw, Minot, ND 58701RIA
BD
CRD#: 13609
Minot, ND
Past
September 4, 2012 - July 16, 2013
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
MINOT, ND
Past
December 15, 2011 - July 16, 2013
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
MINOT, ND
Past
August 18, 2008 - December 16, 2011
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
MINOT, ND
Past
December 17, 2007 - August 18, 2008
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
MINOT, ND
Past
December 11, 2006 - July 24, 2013
SUTTERFIELD FINANCIAL GROUP, INC.
RIA
CRD#: 115652
MINOT, ND
Past
October 1, 2002 - December 13, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
MINOT, ND
Past
July 7, 1998 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/21/2024)
RR
Alaska(2/21/2024)
RR
Arizona(2/21/2024)
RR
Arkansas(2/21/2024)
RR
California(7/15/2013)
RR
Colorado(2/21/2024)
RR
Florida(7/15/2013)
IAR
Florida(8/23/2018)
RR
Georgia(2/21/2024)
RR
Hawaii(2/21/2024)
RR
Idaho(2/21/2024)
RR
Illinois(2/21/2024)
RR
Indiana(2/21/2024)
RR
Kansas(2/21/2024)
RR
Louisiana(2/21/2024)
RR
Maryland(2/21/2024)
RR
Massachusetts(2/21/2024)
RR
Michigan(2/21/2024)
RR
Minnesota(2/21/2024)
RR
Mississippi(2/21/2024)
RR
Missouri(2/21/2024)
RR
Montana(2/21/2024)
RR
Nebraska(2/21/2024)
RR
Nevada(2/21/2024)
RR
New Jersey(2/21/2024)
RR
New Mexico(2/21/2024)
RR
New York(2/21/2024)
RR
North Carolina(2/21/2024)
RR
North Dakota(7/15/2013)
IAR
North Dakota(7/22/2013)
RR
Ohio(2/22/2024)
RR
Oklahoma(2/21/2024)
RR
Oregon(2/21/2024)
RR
Pennsylvania(2/21/2024)
RR
South Carolina(2/21/2024)
RR
South Dakota(2/21/2024)
RR
Tennessee(2/21/2024)
RR
Texas(2/21/2024)
RR
Vermont(2/21/2024)
RR
Virginia(2/21/2024)
RR
Washington(2/21/2024)
RR
Wisconsin(2/21/2024)
RR
Wyoming(2/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
