David S. Lachtman
Professional summary
David Stephen Lachtman is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Stephen Lachtman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2015 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155January 14, 2011 - January 30, 2015
MERRIMAN CAPITAL, INC.
February 6, 2004 - March 9, 2004
RBC CAPITAL MARKETS CORPORATION
June 19, 2000 - February 6, 2004
RBC CAPITAL MARKETS, LLC
September 8, 1998 - June 13, 2000
WELLS FARGO SECURITIES, LLC
July 31, 1998 - August 13, 1998
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2015)
(1/30/2024)
(11/29/2023)
(7/22/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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