Mark E. Hotchkiss
Professional summary
Mark Edward Hotchkiss, AIF®, who also goes by Mark Hotchkiss, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Edward Hotchkiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2001 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932September 26, 2000 - June 26, 2001
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
November 3, 1998 - December 22, 1999
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2016)
(8/29/2023)
(6/25/2014)
(6/18/2015)
(9/6/2001)
(9/9/2015)
(12/18/2023)
(9/15/2015)
(11/29/2023)
(4/23/2018)
(4/1/2024)
(10/21/2016)
(12/1/2008)
(3/11/2021)
(11/20/2014)
(5/16/2023)
(1/15/2021)
(9/7/2012)
(12/3/2014)
(9/6/2001)
(8/26/2013)
(9/27/2012)
(8/22/2013)
(8/4/2022)
(10/13/2017)
(6/25/2024)
(8/19/2014)
(6/17/2015)
(12/1/2008)
(6/18/2020)
(9/19/2024)
(12/14/2017)
Exams
FINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
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