David B. Mitchell
Professional summary
David Bryant Mitchell, who also goes by D. Bryant Mitchell II, David B Mitchell, David Bryant Mitchell Ii, David B Mitchell Ii, is a registered financial professional currently at WAUBANK SECURITIES LLC located in Pittsburgh, Pennsylvania.
David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Bryant Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2021 - Present
WAUBANK SECURITIES LLC
Office #1: 626 Washington Place, Pittsburgh, PA 15219Office #2: 626 Washington Place, Pittsburgh, PA 15219July 26, 2018 - July 30, 2020
CETERA INVESTMENT SERVICES LLC
January 2, 2009 - February 22, 2010
NATCITY INVESTMENTS, INC.
September 11, 1998 - July 12, 2017
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
WAUBANK SECURITIES LLC
CRD#: 310408 / SEC#: , 8-70589
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| F.N.B. CORPORATION | OWNER | |
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 |
| DIEZ, DAVID MICHAEL | CAPITAL MARKETS BANKER | 3174442 |
| DUTEY, JAMES LEE | BOARD OF DIRECTOR | |
| EL NOKALI, AHMED | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND BOARD OF DIRECTOR | |
| MITCHELL, DAVID BRYANT | CHIEF EXECUTIVE OFFICER | 3065614 |
| WHITESEL, THOMAS M. | BOARD OF DIRECTOR | |
| ZELCH, THEODORE LAINE | AML COMPLIANCE OFFICER | 7610581 |
Red Flags
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