KB
Kimberly J. Brumbaugh
ADVISORNET WEALTH PARTNERS
Exton, PA 19341
Some features on this profile are disabled
CRD#: 3065606
KB
Professional summary
Kimberly Jean Brumbaugh, who also goes by Kim Brumbaugh, Kimberly Brumbaugh, Kimberly J Shaw, Kimberly Jean Shaw, is a registered financial advisor currently at ADVISORNET WEALTH PARTNERS located in Exton, Pennsylvania and CETERA INVESTMENT ADVISERS LLC located in Greensboro, North Carolina.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kimberly has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kim Brumbaugh | Kimberly Brumbaugh | Kimberly J Shaw | Kimberly Jean Shaw
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; SAME AS REGISTERED LOCATION; FIXED INSURANCE; STARTED: 05/2004; APX NUMBER OF HOURS PER WEEK: 1; DURING TRADING HOURS, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. BRUMBAUGH WEALTH MANAGEMENT, LLC DBA BRUMBAUGH WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES & INSURANCE; START DATE: 04/2004; POSITION/TITLE/RELATIONSHIP: FOUNDER & CEO; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES & INSURANCE; 3. ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074; INVESTMENT RELATED: YES; SAME AS REGISTERED LOCATION; REGISTERED INVESTMENT ADVISOR; START DATE: 07/2021; INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; PROVIDING ADVISORY SERVICES TO CLIENTS THROUGH THE ADVISORNET RIA; 4. MID PENN BANK HOLDING COMPANY; INVESTMENT RELATED: NO; ADDRESS: PARK DRIVE, HARRISBURG, PA 17110; NATURE OF BUSINESS: BANK BOARD; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS TO ASSIST WITH MONITORING THE OVERALL GROWTH OF THE BANK AS A FINANCIAL INSTITUTION. 5. CHESTER COUNTY CHAMBER OF BUSINESS & INDUSTRY; INVESTMENT RELATED: NO; ADDRESS: 1600 PAOLI PIKE, MALVERN, PA 19355; NATURE OF BUSINESS: COUNTY BOARD; START DATE: 09/2008; POSITION/TITLE/RELATIONSHIP: EMERITUS BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS TO HELP GUIDE THE ORGANIZATION ON OVERALL GROWTH AND GROWTH OF MEMBERS. OFFER COUNSEL TO CEO ON EMPLOYEE MATTERS WHEN NEEDED AND OTHER BUSINESS MATTERS AS THEY ARISE / SOUNDING BOARD. 6. MID PENN BANK; INVESTMENT RELATED: NO; ADDRESS: PARK DRIVE, HARRISBURG, PA 17110; NATURE OF BUSINESS: BANK BOARD; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: REGIONAL BOARD THAT MEETS QUARTERLY TO DISCUSS HOW WE CAN ASSIST WITH REFERRALS FOR TRADITIONAL PERSONAL AND COMMERCIAL BANKING FOR PEOPLE WE KNOW IN THE COMMUNITY AS THE OPPORTUNITY ARISES. 7. MID PENN BANK; INVESTMENT RELATED: NO; ADDRESS: PARK DRIVE, HARRISBURG, PA 17110; NATURE OF BUSINESS: BANK BOARD; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: COMPENSATION COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MEET SEMI-ANNUALLY TO REVIEW COMPENSATION OF EXECUTIVE TEAM. PARTICIPATE IN MEETINGS ANNUALLY WITH OUTSIDE ADVISORS TO REVIEW COMPENSATION OF COMPETING BANKS / PEERS TO ENSURE THE BANK IS COMPETITIVE WITH COMP PACKAGES. MAKE RE 8. HOPEWELL CHRISTIAN FELLOWSHIP CHURCH, INVESTMENT RELATED: NO, ADDRESS: 2286 HOPEWELL RD., ELVERSON, PA, 19520, NATURE OF BUSINESS: RELIGIOUS INSTITUTION, START DATE: 08/2022, POSITION/TITLE/RELATIONSHIP: FINANCE REVIEW COMMITTEE, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSIST WITH BUDGET PROCESS, MAKE RECOMMENDATIONS ON HOW TO MANAGE CAPITAL EXPENSE, QUARTERLY REVIEW OF EXPENSES;
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Jean Brumbaugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2021 - Present
ADVISORNET WEALTH PARTNERS
Office #1: 717 Constitution Dr, Suite 202, Exton, PA 19341RIA
CRD#: 113074
Exton, PA
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 301 N Elm St #301, Greensboro, NC 27401Office #2: 415 Eagleview Blvd, Suite 110 Suite 110, Exton, PA 19341RIA
CRD#: 105644
GREENSBORO, NC
Current
July 26, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 717 Constitution Dr Suite 202, Exton, PA 19341Office #2: 717 Constitution Drive Suite 202, Exton, PA 19341BD
CRD#: 13572
EXTON, PA
Past
July 26, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GREENSBORO, NC
Past
March 28, 2013 - July 27, 2021
OSAIC FA, INC.
RIA
CRD#: 3978
EXTON, PA
Past
March 28, 2013 - July 27, 2021
OSAIC FA, INC.
BD
CRD#: 3978
EXTON, PA
Past
April 29, 2003 - April 2, 2013
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
EXTON, PA
Past
April 29, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
GLENMOORE, PA
Past
April 29, 2003 - April 2, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
EXTON, PA
Past
August 16, 2002 - April 12, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
THORNDALE, PA
Past
August 9, 2001 - April 9, 2003
PROGRESS FINANCIAL ADVISORS
RIA
CRD#: 119114
PHILADELPHIA, PA
Past
August 25, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
August 25, 1998 - April 12, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/26/2021)
RR
California(7/26/2021)
RR
Colorado(7/26/2021)
RR
Connecticut(7/26/2021)
RR
Delaware(7/26/2021)
RR
District of Columbia(7/26/2021)
RR
Florida(7/26/2021)
RR
Georgia(7/26/2021)
RR
Indiana(7/26/2021)
RR
Maine(7/26/2021)
RR
Maryland(7/26/2021)
RR
Massachusetts(7/26/2021)
RR
Michigan(7/26/2021)
RR
New Jersey(7/26/2021)
RR
New York(7/26/2021)
RR
North Carolina(7/26/2021)
RR
Ohio(7/28/2021)
RR
Pennsylvania(7/26/2021)
IAR
Pennsylvania(7/28/2021)
RR
Rhode Island(7/26/2021)
RR
South Carolina(7/26/2021)
RR
Tennessee(7/26/2021)
RR
Texas(7/26/2021)
IAR
Texas(6/29/2023)
RR
Vermont(7/26/2021)
RR
Virginia(7/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
