Noah R. Hochman
Professional summary
Noah Ross Hochman, who also goes by Noah Ross Vanhochman, Ross Noah Vanhochman, is a registered financial professional currently at NEXTREND SECURITIES, INC. located in Austin, Texas.
Noah is registered as a RR (Registered Representative) and started their career in finance in 1998. Noah has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Noah Ross Hochman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2019 - Present
NEXTREND SECURITIES, INC.
Office #1: P O Box 12108, Austin, TX 78711September 25, 2006 - November 19, 2018
NEXTREND SECURITIES, INC.
April 19, 2006 - October 2, 2006
ECHOTRADE LLC
May 29, 2002 - February 25, 2003
LION'S GROUP TRADING LLC
May 23, 2000 - April 17, 2002
SCHONFELD SECURITIES, LLC
April 4, 2000 - September 13, 2000
C&N TRADING, L.L.C.
June 26, 1998 - May 3, 2000
BROADWAY TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 1/9/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
NEXTREND SECURITIES, INC.
CRD#: 43710 / SEC#: , 8-50378
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 1 |
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