Karl Andrew Devoto
Professional Summary
Karl Andrew Devoto, who also goes by Andrew Devoto, is a registered financial advisor currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa. Karl is registered as a RR (Registered Representative) and started their career in finance in 2023. Karl has worked at 1 firm and has passed the Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Devoto
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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PRINCIPAL SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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PRINCIPAL SECURITIES, INC.
Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC
Contact Information
Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266Phone Number
(515) 342-4616Established
Indiana since 04/21/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2023About the Series 6TO examSRO Registrations
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PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - BD
Click below to view Karl Andrew Devoto's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.