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MG

Manuel A. Garza

BANORTE SECURITIES INTERNATIONAL, LTD.
Houston, TX 77056
Some features on this profile are disabled
CRD#: 3065158
MG

Professional summary

Manuel Alberto Garza, who also goes by Manuel Alberto Garza, is a registered financial professional currently at BANORTE SECURITIES INTERNATIONAL, LTD. located in Houston, Texas.

Manuel is registered as a RR (Registered Representative) and started their career in finance in 1998. Manuel has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Manuel Alberto Garza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Manuel Alberto Garza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2025 - Present

BANORTE SECURITIES INTERNATIONAL, LTD.

Office #1: 5075 Westheimer Suite 975w, Houston, TX 77056
BD
CRD#: 30648
Houston, TX
Past

December 7, 2023 - July 7, 2025

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
Houston, TX
Past

September 17, 2021 - December 6, 2023

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
HOUSTON, TX
Past

May 16, 2013 - September 17, 2021

BBVA SECURITIES INC.

BD
CRD#: 27060
HOUSTON, TX
Past

October 22, 2012 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
HOUSTON, TX
Past

November 7, 2001 - November 8, 2001

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 7, 2001 - November 8, 2001

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

March 23, 1999 - April 22, 2002

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

July 29, 1998 - March 8, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

July 29, 1998 - March 8, 1999

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(7/29/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/19/2012
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BANORTE SECURITIES INTERNATIONAL, LTD.
AFIN SECURITIES INTERNATIONAL, LTD. | BANORTE-IXE SECURITIES INTERNATIONAL, LTD. | BANORTE WEALTH MANAGEMENT | BANORTE SECURITIES INTERNATIONAL, LTD. | BANORTE SECURITIES INTERNATIONAL, LTD | BANORTE SECURITIES INTERNATIONAL LTD

CRD#: 30648 / SEC#: , 8-45056

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5075 Westheimer Suite 975w, Houston, TX 77056
Mailing Address
5075 Westheimer Suite 975w, Houston, TX 77056
Phone number
(713) 980-4600
Established
Texas since 02/21/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC.SOLE SHAREHOLDER
BARRAZA, JUAN CARLOSCHIEF INVESTMENT OFFICER2979487
FIROZGARY, FARROKH MEHRBANCHIEF COMPLIANCE OFFICER3263239
HERNANDEZ, MARIA GENOVEVADIRECTOR OF GROWTH STRATEGY5697097
RODRIGUEZ, JOSE RAMONCHIEF EXECUTIVE OFFICER4392639

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANORTE SECURITIES INTERNATIONAL, LTD.

CRD#: 30648Houston, TX 77056

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