DL
David A. Lazar
CETERA INVESTMENT ADVISERS LLC
TARZANA, CA 91356
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CRD#: 3064903
DL
Professional summary
David Aron Lazar is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tarzana, California and CETERA WEALTH SERVICES, LLC located in Woodland Hills, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AFLAC 1932 Wynnton Rd~Columbus~CA~31999~Independent Insurance Agent~Insurance Sales Agent~11/1/2003~1hrs~0hrs~Refer small business clients with needs for Section 125 Plan Administration. 2) David A Lazar, an Accountancy Corp 21800 Oxnard St, Ste 250~Woodland Hills~CA~91367~Tax Preparation/Accounting~Owner/Sole Proprietor~2/1/2015~0hrs~0hrs~Financial Statements and Income Tax Preparation related to Public Accounting. The name of this company was changed to Lazar and Company Certified Public Accountants in 2007. 3) Direct AV 12932 Weber Way~Hawthorne~CA~90250~Finance~Other~7/1/2014~1hrs~0hrs~One of my accounting and tax clients has asked me to preside over their annual Board of Directors meeting. I am not a Board member. I simply facilitate the meeting by addressing items contained on the agenda and documenting discussions in the Company's Bo 4) CPayroll, Inc 21800 Oxnard St, #250~Woodland Hills~CA~91367~Other~President~2/1/2015~20hrs~0hrs~Owner, supervisor. 5) Guradians of RHD 21800 Oxnard Street Suite 250~Woodland Hills~CA~91367~Board Position/Officer~Other~5/4/2018~4hrs~0hrs~My principal duties will be to maintain the books. pay bills, record banking activity, issue financial statements and prepare tax returns 6) CHEASAPEAKE OBAMA LLC POSITION: Investor NATURE: Construct multi family residential property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/19/2021 ADDRESS: 21800 Oxnard Street, Suite 250, Woodland Hills CA 91367, United States DESCRIPTION: External CPA
CRS (Client Relationship Summary) - RIA
Click below to view David Aron Lazar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4127 Clarinda Drive, Tarzana, CA 91356RIA
CRD#: 105644
TARZANA, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 21800 Oxnard Street Suite 250, Woodland Hills, CA 91367BD
CRD#: 13572
Woodland Hills, CA
Past
February 15, 2013 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
TARZANA, CA
Past
July 20, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Woodland Hills, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
