KB
Kevin G. Bradley
CETERA INVESTMENT ADVISERS LLC
ROCKVILLE, MD 20850
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CRD#: 3064890
KB
Professional summary
Kevin Gerard Bradley is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rockville, Maryland and CETERA WEALTH SERVICES, LLC located in Silver Spring, Maryland.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rockville Parks and Recreation Found 416 Hungerford Dr., Ste 233 Rockville MD 20850 Other Treasurer/Comptroller 4/1/2008~3hrs~0hrs~treasurer and BOD member of a 501 (C)(3) organization that funds recreational activities. 2) Bradley Wealth Management, LLC 416 Hungerford Dr, Suite 233 Rockville MD 20850 Tax Preparation/Accounting Owner/Sole Proprietor~1/1/1996~160hrs~160hrs~owner and business manager0 Full service accounting practice. 3) Bourne, Painter, & Bradley, PC 12069 Tech Road Silver Spring MD 20904 Accounting Partner/General Partner 7/1/2013~40hrs~0hrs~Partner on audits, reviews, and compilations 4) Norberg, Davis, Bourne, & Painter, LLP 12069 Tech Road Silver Spring MD 20904 Tax Preparation/Accounting~Partner/General Partner~7/1/2013~40hrs~0hrs~Tax preparation and tax planning 5) Maryland Association of Certified Public Accountan 918 Dulaney Valley Road Towson Towson MD 21204 Other 7/1/2015~1hrs~1hrs Attend a one hour meeting six times annually. Vote on speakers and topics.| 6)ROCKVILLE PARKS AND RECREATION FOUND POSITION: Board Member NATURE: Volunteer for fundraisers and other charitable activities and vote on items that come up in board meetings. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2008 ADDRESS: 200-B Monroe St, Rockville MD 20850, United States DESCRIPTION: BOD member of a 501 (C)(3) organization that funds recreational activities.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Gerard Bradley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 416 Hungerford Dr. Ste. 3333, Rockville, MD 20850RIA
CRD#: 105644
ROCKVILLE, MD
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12069 Tech Road, Silver Spring, MD 20904BD
CRD#: 13572
SILVER SPRING, MD
Past
October 27, 1999 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ROCKVILLE, MD
Past
August 14, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SILVER SPRING, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Delaware(9/18/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Maryland(9/5/2025)
IAR
Maryland(9/5/2025)
RR
Massachusetts(9/18/2025)
RR
New York(9/18/2025)
RR
North Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
