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JR

Johan U. Rinne

DANSKE MARKETS
New York, NY 10017
Some features on this profile are disabled
CRD#: 3064754
JR

Professional summary

Johan Ulfsson Rinne is a registered financial professional currently at DANSKE MARKETS INC. located in New York, New York.

Johan is registered as a RR (Registered Representative) and started their career in finance in 1998. Johan has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Johan Ulfsson Rinne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2010 - Present

DANSKE MARKETS INC.

Office #1: 575 Fifth Avenue 33rd Floor, New York, NY 10017
BD
CRD#: 113404
New York, NY
Past

June 10, 2004 - June 21, 2010

SEB SECURITIES, INC.

BD
CRD#: 23710
NEW YORK, NY
Past

October 15, 1998 - June 8, 2004

HANDELSBANKEN MARKETS SECURITIES, INC.

BD
CRD#: 38485
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/13/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/13/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DM
DANSKE MARKETS INC.
DANSKE MARKETS INC | DANSKE SECURITIES (US), INC. | DANSKE MARKETS INC.

CRD#: 113404 / SEC#: , 8-53341

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
575 Fifth Avenue 33rd Floor, New York, NY 10017
Mailing Address
575 Fifth Avenue 33rd Floor, New York, NY 10017
Phone number
(212) 293-0600
Established
Delaware since 02/12/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DANSKE BANK A/S100% OWNER
BROFSKY, IRATREASURER, PFO, POO4839408
CREVATIN MARTIN, CAROLINADIRECTOR8059961
GRANDELL, MARJO ELINADIRECTOR8069377
GREGORY, PAUL MARTINCHAIRMAN OF THE BOARD7164045
IVERSEN, ANDERS BARRONCHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY5923638
KIRSCHENBLATT, CHAD ETHANFINOP2503352
OLESEN, HANNE KOLDKURDIRECTOR6855827
OLSSON, JENNIFER GARRETTCHIEF COMPLIANCE OFFICER4395377
TORNQVIST, CHRISTIAN LARSDIRECTOR8060007
WELCH, ALLISTAIR DANIELDIRECTOR7845649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DANSKE MARKETS INC.

CRD#: 113404New York, NY 10017

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