DT
Dixie L. Turman
STATE FARM INVESTMENT MANAGEMENT
Commerce, TX 75428-2548
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CRD#: 3064366
DT
Professional summary
Dixie Lynn Turman, ChFC® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Commerce, Texas and STATE FARM VP MANAGEMENT CORP. located in Commerce, Texas.
Dixie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Dixie has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dixie Turman's Insurance Agency; Insurance Agency; Investment-related; 1500 Live Oak St Commerce, TX 75428-2548; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/1987; 80; 80; Service customers and supervise employees. 2) Northeast Texas Children's Museum Board; non-investment-related; 1951 Hwy 24, Commerce, TX 75428; Membership/Civic/Fraternal Organization; Board Member; None; 1/1/2018; 3; 0; monthly meetings, fund raisers, collecting donations. 3) Commerce Leadership Institute; non-investment-related; 2901 Meadowview, Commerce, TX 75428; Membership/Civic/Fraternal Organization; Member; Director; 10/22/2012; 5; 0; attend meetings, assisting co-leaders with getting classes together. 4) Northeast Texas Children's Museum; Investment-Related; 1951 Hwy 24 Commerce Texas 75428; Membership/Civic/Fraternal Organization; Vice President; 01/01/2019; 3rs; Children's Museum. Hands-on play for children No change in responsibilities. Attend monthly board meetings. Help with 2-3 activities during the year. Only change would be IF the President was absent, I would lead the board meeting. I am already a board member. They have asked me to serve as Vice President. I would serve ONLY in the absence of the President (leading the monthly board meeting) No other changes in my responsibilities.
CRS (Client Relationship Summary) - RIA
Click below to view Dixie Lynn Turman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 16, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1500 Live Oak St, Commerce, TX 75428-2548RIA
CRD#: 3487
Commerce, TX
Current
July 14, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1500 Live Oak St, Commerce, TX 75428-2548BD
CRD#: 43036
Commerce, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/25/2023)
IAR
Arkansas(4/25/2023)
RR
Louisiana(6/10/2020)
IAR
Louisiana(6/10/2020)
RR
Missouri(7/8/2025)
IAR
Missouri(7/8/2025)
RR
Oklahoma(5/6/2020)
IAR
Oklahoma(5/6/2020)
RR
Texas(2/27/2001)
IAR
Texas(8/16/2018)
RR
Washington(2/5/2021)
IAR
Washington(10/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Commerce, TX 75428-2548TRUST BUT VERIFY
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