David A. Gandolph
Professional summary
David Allen Gandolph JR, who also goes by Dave Gandolph Jr, is a registered financial professional currently at AMERICAN FIDELITY SECURITIES, INC. located in Oklahoma City, Oklahoma.
David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Allen Gandolph JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2009 - Present
AMERICAN FIDELITY SECURITIES, INC.
Office #1: 9000 Cameron Parkway, Oklahoma City, OK 73114-3701March 17, 2008 - May 13, 2009
MUTUAL SERVICE CORPORATION
October 1, 2002 - March 19, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
July 15, 2002 - March 19, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
July 13, 1998 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2023)
(5/14/2009)
(1/11/2023)
(5/6/2019)
Exams
FINRA
Current Firm
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852 / SEC#: , 8-15123
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FIDELITY ASSURANCE COMPANY | SHAREHOLDER | |
| BOLDEN, TIMOTHY H | DIRECTOR | 5376036 |
| COLON, TARYN K | ASSISTANT VICE PRESIDENT, TREASURER, FINOP PRINCIPAL, AND PRINCIPAL FINANCIAL OFFICER | 7642942 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GRANT, ANGELA FAITH | DIRECTOR | 4176509 |
| KEELING, COURTNEY DANAE | ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 7675059 |
| KENNEY, CHRISTOPHER THOMAS | CHAIRMAN OF THE BOARD, CEO, AND PRESIDENT | 5452832 |
| OVERFIELD, LINDA E | ASSISTANT VICE PRESIDENT |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852Oklahoma City, OK 73114-3701TRUST BUT VERIFY
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