Leslie D. Michael

MICHAEL ASSOCIATES

INDIANAPOLIS, IN 46240

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CRD#: 3064121

Professional summary

Leslie Denise Michael, who also goes by Leslie Michael, is a registered financial advisor currently at MICHAEL ASSOCIATES, LLC located in Indianapolis, Indiana.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Leslie has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leslie Michael

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Denise Michael's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2003 - Present

MICHAEL ASSOCIATES, LLC

Office #1: 9229 Delegates Row Suite 130, Indianapolis, IN 46240

RIA

CRD#: 128905

INDIANAPOLIS, IN

Past

May 17, 2002 - December 31, 2003

THE VALEO FINANCIAL GROUP, LLC

RIA

CRD#: 120881

INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(11/17/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/8/1998

Uniform Investment Adviser Law Examination

Current Firm

MICHAEL ASSOCIATES, LLC

CRD#: 128905 / SEC#:

Indiana

Registered Investment Advisory firm - (11/17/2003 Approved)

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Contact information

Main Address

600 East 96th Street Suite 505, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 574-2124

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Leslie D. Michael

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Denise Michael's CRS (Customer Relationship Summary).

Certified licenses

Experience

MICHAEL ASSOCIATES, LLC

THE VALEO FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/8/1998

Current Firm

MICHAEL ASSOCIATES, LLC

Contact information

Documents

Red Flags

Company Information

MICHAEL ASSOCIATES, LLC

TRUST BUT VERIFY

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