Lynn M. Pederson

TRANSAMERICA RETIREMENT ADVISORS

Bloomington, MN

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CRD#: 3064069

Professional summary

Lynn Marie Pederson is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Bloomington, Minnesota and TRANSAMERICA INVESTORS SECURITIES, LLC located in Eagan, Minnesota.

Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lynn has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn Marie Pederson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2023 - Present

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Bloomington, MN

Current

November 2, 2023 - Present

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

Eagan, MN

Past

March 25, 2022 - October 26, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BLOOMINGTON, MN

Past

January 10, 2022 - October 24, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

January 29, 2019 - December 2, 2021

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

January 25, 2018 - January 29, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

January 24, 2018 - January 29, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 15, 2017 - December 15, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

GOLDEN VALLEY, MN

Past

September 15, 2017 - December 15, 2017

LPL FINANCIAL LLC

CRD#: 6413

GOLDEN VALLEY, MN

Past

March 30, 2015 - August 9, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

August 20, 2014 - August 9, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

March 21, 2013 - January 2, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MINNEAPOLIS, MN

Past

October 13, 2005 - March 19, 2013

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

MINNEAPOLIS, MN

Past

August 18, 2004 - January 19, 2005

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 26, 2002 - August 19, 2004

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

October 14, 1999 - April 19, 2002

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSAMERICA RETIREMENT ADVISORS, LLC

DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA

Registered Investment Advisory firm - (12/16/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/2/2023)

Alaska
(11/2/2023)

Arizona
(11/2/2023)

Arkansas
(11/2/2023)

California
(11/2/2023)

Colorado
(11/2/2023)

Connecticut
(11/2/2023)

Delaware
(11/2/2023)

District of Columbia
(11/2/2023)

Florida
(11/2/2023)

Georgia
(11/2/2023)

Hawaii
(11/2/2023)

Idaho
(11/2/2023)

Illinois
(11/2/2023)

Indiana
(11/2/2023)

Iowa
(11/2/2023)

Kansas
(11/2/2023)

Kentucky
(11/2/2023)

Louisiana
(11/2/2023)

Maine
(11/2/2023)

Maryland
(11/2/2023)

Massachusetts
(11/2/2023)

Michigan
(11/2/2023)

Minnesota
(11/2/2023)

IAR

Minnesota
(11/2/2023)

Mississippi
(11/2/2023)

Missouri
(11/2/2023)

Montana
(11/2/2023)

Nebraska
(11/2/2023)

Nevada
(11/2/2023)

New Hampshire
(11/2/2023)

New Jersey
(11/2/2023)

New Mexico
(11/2/2023)

New York
(11/2/2023)

North Carolina
(11/2/2023)

North Dakota
(11/2/2023)

Ohio
(11/2/2023)

Oklahoma
(11/2/2023)

Oregon
(11/2/2023)

Pennsylvania
(11/2/2023)

Puerto Rico
(11/2/2023)

Rhode Island
(11/2/2023)

South Carolina
(11/2/2023)

South Dakota
(11/2/2023)

Tennessee
(11/2/2023)

Texas
(11/2/2023)

Utah
(11/2/2023)

Vermont
(11/2/2023)

Virginia
(11/2/2023)

Washington
(11/2/2023)

West Virginia
(11/2/2023)

Wisconsin
(11/2/2023)

Wyoming
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2022

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/30/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/11/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRANSAMERICA RETIREMENT ADVISORS, LLC

DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA

Registered Investment Advisory firm - (12/16/1992 Approved)

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Contact information

Main Address

6400 C Street Sw, Cedar Rapids, IA 52499

Mailing Address

Phone number

(866) 368-0566

Established

Firm type

Fiscal year end

# of Employees

383

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRANSAMERICA RETIREMENT ADVISORS, LLC THIRD PARTY MONEY MANAGERS BROCHURES (5/22/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC TRANSAMERICA PERSONALIZED PORTFOLIOS BROCHURE (2/14/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC. DEFINED BENEFIT SERVICES BROCHURE (2/14/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC. MANAGED ADVICE SERVICES BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	212,836
AUM (Assets Under Management)	$ 16,157,423,229

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2025	Cover Page	Report
10/25/2024	Cover Page	Report
07/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lynn M. Pederson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn Marie Pederson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA INVESTORS SECURITIES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

RIVERSOURCE DISTRIBUTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

SLD AMERICA EQUITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

TRANSAMERICA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2022

Series 65

Date: 3/30/2015

Series 63

Date: 11/29/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/13/1999

Series 24

Date: 10/11/2001

FINRA

Current Firm

TRANSAMERICA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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