Leslie P. Gill-brassfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Patrice Gill-brassfield, who also goes by Leslie Patrice Brassfield, Leslie Patrice Gill, Leslie Patrice Gillbrassfield, Leslie Patrice Gill-brassfield, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1998. Leslie had worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2023 - November 30, 2023
SPIRE SECURITIES, LLC
December 1, 2003 - July 17, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 1, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
December 1, 2003 - July 17, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
November 2, 2000 - October 24, 2001
CHEVY CHASE FINANCIAL SERVICES
September 21, 1998 - November 16, 1998
IDS LIFE INSURANCE COMPANY
September 21, 1998 - November 16, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 3/6/2023
Operations Professional ExaminationSeries 7TO
Date: 2/21/2023
General Securities Representative ExaminationCurrent Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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