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Leslie Gill-brassfield

CRD# 3063629·Registered 1998 - 2023
Previously Registered: Being a previously registered professional could mean that Leslie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leslie Gill-brassfield, who also goes by Leslie Patrice Brassfield, Leslie Patrice Gill, Leslie Patrice Gillbrassfield, Leslie Patrice Gill-brassfield, was a registered financial advisor. Leslie was a previously registered financial professional and started their career in finance 1998 - 2023. Leslie had worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leslie Patrice Brassfield, Leslie Patrice Gill, Leslie Patrice Gillbrassfield, Leslie Patrice Gill-Brassfield

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SPIRE SECURITIES, LLC·CRD# 144131
BD
Mclean, VA
March 6, 2023 - November 30, 2023
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Vienna, VA
December 1, 2003 - July 17, 2007
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
December 1, 2003 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Vienna, VA
December 1, 2003 - July 17, 2007
CHEVY CHASE FINANCIAL SERVICES·CRD# 14894
BD
Bethesda, MD
November 2, 2000 - October 24, 2001
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
September 21, 1998 - November 16, 1998
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
September 21, 1998 - November 16, 1998

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Current Firm

SS
SPIRE SECURITIES, LLC

SPIRE SECURITIES, LLC

CRD#: 144131 / SEC#: 8-67635
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102

Phone Number

(703) 657-6075

Established

Virginia since 04/02/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPIRE INVESTMENT PTNERPARENT/HOLDING COMPANY—
BLISK, DAVID LLOYDPRESIDENT—
MALIK, FEISAL AHMED KHANCCO2115832
MILBURN, ROBERTFINOP2013040

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2003About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Mar 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Feb 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2022About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LG
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