AC
Anthony J. Corea
KESTRA ADVISORY SERVICES
LUTHERVILLE, MD 21093
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CRD#: 3063411
AC
Professional summary
Anthony John Corea, who also goes by Tony Corea, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Lutherville, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Lutherville, Maryland.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Anthony has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Corea
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Justin Retirement Capital Advisory Investment Related: Yes Address: 2330 West Joppa Road Ste 175 Lutherville MD 21093 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other,Advisor Start Date: 3/1/2009 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial PlanningBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Corea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2330 West Joppa Rd. Ste. 175, Lutherville, MD 21093RIA
CRD#: 283330
LUTHERVILLE, MD
Current
March 12, 2009 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2330 West Joppa Rd. Ste. 175, Lutherville, MD 21093BD
CRD#: 42046
LUTHERVILLE, MD
Past
March 12, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
May 5, 2008 - March 13, 2009
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
HUNT VALLEY, MD
Past
February 15, 2008 - March 13, 2009
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
HUNT VALLEY, MD
Past
March 14, 2003 - December 31, 2007
BROWN ADVISORY SECURITIES, LLC
BD
CRD#: 120736
BALTIMORE, MD
Past
January 13, 2001 - March 20, 2003
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
February 8, 2000 - January 13, 2001
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/12/2010)
RR
Colorado(10/24/2017)
RR
Delaware(3/12/2009)
RR
District of Columbia(3/12/2009)
RR
Florida(7/26/2012)
RR
Maryland(3/12/2009)
IAR
Maryland(4/18/2016)
RR
New Jersey(3/12/2009)
RR
New York(3/12/2009)
RR
North Carolina(3/12/2009)
RR
Pennsylvania(3/12/2009)
RR
South Carolina(1/29/2016)
RR
Virginia(3/12/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
