Jason K. Harvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Keith Harvey was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2012 - July 13, 2012
ADVANCED ASSET TRADING, INC
October 12, 2011 - April 4, 2012
CL WEALTH MANAGEMENT LLC
July 13, 2011 - April 4, 2012
ALLIED BEACON PARTNERS, INC.
February 17, 2011 - June 24, 2011
GIRARD SECURITIES, INC.
January 20, 2006 - February 11, 2011
QA3 FINANCIAL LLC
January 19, 2006 - February 11, 2011
QA3 FINANCIAL CORP.
July 1, 2003 - January 20, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - January 20, 2006
WELLS FARGO CLEARING SERVICES, LLC
May 22, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 21, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ADVANCED ASSET TRADING, INC
CRD#: 37044 / SEC#: , 8-47554
Contact information
Disclosures
| Regulatory Event | 3 |
Red Flags
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