Joel C. Simon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Craig Simon was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1998. Joel had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2022 - June 30, 2025
EDEN GLOBAL CAPITAL PARTNERS LLC
April 1, 2021 - March 30, 2022
RAISIN SECURITIES LLC
December 13, 2017 - June 23, 2020
CAPITAL DYNAMICS BROKER DEALER LLC
January 16, 2014 - November 10, 2017
DAVID LERNER ASSOCIATES, INC.
October 15, 2009 - October 29, 2013
CARR SECURITIES CORPORATION
October 14, 1998 - October 2, 2008
SHUFRO, ROSE & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EDEN GLOBAL CAPITAL PARTNERS LLC
CRD#: 313169 / SEC#: , 8-70671
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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