David G. Simpson
Professional summary
David Guyton Simpson is a registered financial advisor currently at THE FISCAL FITNESS COMPANY, INC. located in Mandeville, Louisiana.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 5 firms and has passed the Series 65, Series 66 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Guyton Simpson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2007 - Present
THE FISCAL FITNESS COMPANY, INC.
April 3, 2006 - September 12, 2006
THE MUTUAL FUND STORE
February 16, 2006 - April 3, 2006
THE MUTUAL FUND STORE
February 9, 1999 - February 10, 2006
THE LEADERS GROUP, INC.
June 12, 1998 - January 19, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/8/2007)
Exams
Current Firm
THE FISCAL FITNESS COMPANY, INC.
CRD#: 140768 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 16,639,828 |
Red Flags
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