Philippe Bouclainville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philippe Bouclainville was a registered financial professional .
Philippe is a previously registered financial professional and started their career in finance in 1998. Philippe had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2004 - April 29, 2022
ODDO BHF NEW YORK CORPORATION
July 19, 2000 - April 8, 2004
CREDIT AGRICOLE SECURITIES (USA) INC.
January 28, 2000 - July 20, 2000
BNP PARIBAS SECURITIES CORP.
January 5, 1999 - July 20, 2000
BNP PARIBAS INVESTMENT SERVICES, LLC
June 8, 1998 - January 7, 1999
BNP PARIBAS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ODDO BHF NEW YORK CORPORATION
CRD#: 45104 / SEC#: , 8-50975
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ODDO BHF SCA, FORMERLY, ODDO ET CIE S.C.A. | SHAREHOLDER | |
| ARRIVE, MAGALI | DIRECTOR | 8081629 |
| CHARBIT, GREGOIRE | DIRECTOR | 4707061 |
| DESMARAIS, MATTHIAS | DIRECTOR | 8084250 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GLYNN, MICHAEL GERARD | FINOP/PFO | 3219445 |
| HARRIS, MITCHELL EVAN | CHAIRMAN | 4359464 |
| OUAHNIA, OLIVIER | DIRECTOR | 7346334 |
| ROGER, LOUIS-PAUL | CHIEF COMPLIANCE OFFICER | 5066620 |
| ROGER, LOUIS-PAUL | CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER | 5066620 |
| ZAHN, CHRISTIAN | DIRECTOR | 8081471 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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