Alan J. Leiwant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Jon Leiwant was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1968. Alan had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 1996 - December 11, 1998
C. J. M. PLANNING CORP.
February 13, 1982 - May 17, 1988
PRUCO SECURITIES, LLC.
March 24, 1969 - May 13, 1988
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 2, 1968 - October 27, 1994
KURZ-LIEBOW & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/23/1968
Registered Representative ExaminationCurrent Firm
C. J. M. PLANNING CORP.
CRD#: 5698 / SEC#: , 8-16421
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| S. CHARLES & MARY A. MUSUMECI IRREVOCABLE TRUST I | 100% OWNER | |
| APPELSON, STUART DAVID | FINANCIAL OPERATIONS PRINCIPLE (FINOP) | 2176520 |
| BOGAN, MATTHEW ROBERT | SROP | 2794840 |
| GANDET, MICHAEL ALBERT JR | COMPLIANCE OFFICER | 2279907 |
| MUSUMECI, JOSEPH CHARLES | CEO, TRUSTEE | 821112 |
| MUSUMECI, SALVATORE CHARLES JR | PRESIDENT, TRUSTEE/CCO | 705556 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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