Gerald Patrick Hullinger
Professional Summary
Gerald Patrick Hullinger, who also goes by Jerry Hullinger, is a registered financial advisor currently at CITIZENS JMP SECURITIES, LLC located in Charlotte, North Carolina. Gerald is registered as a RR (Registered Representative) and started their career in finance in 1998. Gerald has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jerry Hullinger
Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
Current Firm
CITIZENS | TRINITY CAPITAL | MITCHUM, JONES & TEMPLETON, INC. | MATRIX CAPITAL MARKETS GROUP | JOLSON MERCHANT PARTNERS | JMP SECURITIES LLC | JMP SECURITIES | DH CAPITAL | CITIZENS M&A ADVISORY | CITIZENS JMP SECURITIES, LLC | CITIZENS JMP | CITIZENS CAPITAL MARKETS & ADVISORY | CITIZENS CAPITAL MARKETS
Contact Information
Main Address
101 California Street Ste 1700, San Francisco, CA 94111Mailing Address
101 California Street Ste 1700, San Francisco, CA 94111Phone Number
(415) 835-8900Established
Delaware since 01/01/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | — |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| MUTHYALA, RAJIV THEOPHILUS | CHIEF FINANCIAL OFFICER | 5404859 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| PITARRESI, JOHN CHARLES | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 2064758 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
Regulatory Event
6Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Gerald Patrick Hullinger's CRS (Customer Relationship Summary).
Similar Advisors
EQUITABLE ADVISORS, LLC
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC