Jeffrey H. Farrar

PROCYON

LENOIR CITY, TN

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CRD#: 3062322

Professional summary

Jeffrey Hopkins Farrar, CFP®, who also goes by Jeffrey Hophint Farrar, is a registered financial advisor currently at PROCYON located in Lenoir City, Tennessee.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Hophint Farrar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FINRA ARBITRATOR. INVESTMENT RELATED. 200 LIBERTY ST, NY NY. ARBITRATOR. ARBITRATOR. START NOV, 2005. 1 HOUR/MONTH, 0 DURING TRADING. 2) HIGHLAND CAPITAL GA. NO, INSURANCE. AGENT. START 04/2009. 1 HOUR. AGENT. 3) DELC. INVESTMENT RELATED. 201 BLACK ROCK TURNPIKE, FAIRFIELD, CT 06825. TEA MANUFACTOR. MEMBER OF INVESTMENT COMMITTEE. START DATE: 01/16/2020. 1 HOUR PER MONTH/1 HOUR DURING TRADING. SERVE AS A MEMBER OF THE INVESTMENT COMMITTEE. 4) Arbolus. Non-Investment Related. Brooklyn, NY. Expert Network. Start 10/2020. Respond to researchers questions on industry trends. 5) GLG. Non-Investment Related. 60 E 42nd St, 3rd Floor, NY, NY 10165. Expert Network. Start 10/2020. Respond to researchers questions on industry trends.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Hopkins Farrar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

June 13, 2017 - Present

PROCYON

RIA

CRD#: 288239

LENOIR CITY, TN

Past

April 19, 2018 - December 31, 2021

PROCYON INSTITUTIONAL PARTNERS, LLC

RIA

CRD#: 288244

SHELTON, CT

Past

June 2, 2017 - December 21, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Shelton, CT

Past

April 24, 2009 - June 13, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

Wilton, CT

Past

April 24, 2009 - June 13, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

STAMFORD, CT

Past

November 16, 1999 - May 1, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FAIRFIELD, CT

Past

September 10, 1999 - May 1, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FAIRFIELD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/13/2017)

IAR

Tennessee
(9/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/29/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/9/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/27/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/20/2007

General Securities Sales Supervisor - General Module Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey H. Farrar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Hopkins Farrar's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROCYON INSTITUTIONAL PARTNERS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/1999

SIE

Date: 10/1/2018

Series 31

Date: 8/29/2006

Series 7

Date: 9/9/1999

Series 9

Date: 3/27/2007

Series 10

Date: 3/20/2007

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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