Seth P. Colley
Professional summary
Seth Patrick Colley is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Seth is registered as a RR (Registered Representative) and started their career in finance in 1998. Seth has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Seth Patrick Colley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 19, 2013 - May 11, 2018
EMPOWER FINANCIAL SERVICES, INC.
August 28, 2010 - January 3, 2012
BANCORPSOUTH INVESTMENT SERVICES, INC.
December 8, 2009 - September 1, 2010
MML INVESTORS SERVICES, LLC
September 14, 2009 - December 1, 2009
FIRST LEGACY SECURITIES, LLC
February 4, 2009 - July 27, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
March 14, 2007 - February 4, 2009
VP DISTRIBUTORS LLC
January 14, 2003 - April 4, 2007
FEDERATED INVESTMENT COUNSELING
December 17, 2002 - April 4, 2007
FEDERATED SECURITIES CORP.
September 23, 1998 - December 19, 2002
CAMBRIDGE WAY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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