Mike T. Bui
Professional summary
Mike T Bui, CLU®, who also goes by Hai Bui, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Arlington, Texas and NYLIFE SECURITIES LLC located in Arlington, Texas.
Mike is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mike has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mike T Bui's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2012 - Present
EAGLE STRATEGIES LLC
Office #1: 700 Highlander Blvd Suite 120, Arlington, TX 76015February 12, 2004 - Present
NYLIFE SECURITIES LLC
Office #1: 700 Highlander Blvd. Suite 120, Arlington, TX 76015August 28, 1998 - February 11, 2004
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2004)
(11/3/2017)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
