James E Fahey
Professional Summary
James E Fahey is a registered financial advisor currently at INTERCOASTAL CAPITAL MARKETS, INC. located in Boca Raton, Florida. James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
BELLAMAH, NEUHAUSER & BARRETT, INC. | INTERCOASTAL CAPITAL MARKETS, INC. (ICM) | INTERCOASTAL CAPITAL MARKETS, INC.
Contact Information
Main Address
200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432Mailing Address
200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432Phone Number
(561) 939-8282Established
District of Columbia since 07/26/1960Firm Type
CorporationFiscal Year End
MayFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
9Arbitration
2Bond
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/26/2020)
(8/26/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1998About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James E Fahey's CRS (Customer Relationship Summary).
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